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Step 1 of 15

Please select type of application*

Individual

Joint

Company

Trust or Superannuation Fund with company as Trustee

Trust or Superannuation Fund with individuals as Trustees

INDIVIDUAL / JOINT / DIRECTORS

Individual / Director 1

Name*

Title Given Name(s) Last

Country of Birth*

Country

Country of Citizenship*

Country

Are you an Australian Resident for Tax Purposes?*

Yes

Country of Residence for Tax purposes*

Country

TFN

Quotation of your Australian tax file number(s) (TFN) is optional

Residential Address (PO Box is not acceptable)*

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Email*

Phone*

Should Trade Confirmations be sent to this e-mail address?*

Yes

Individual / Director 2

Name

Title Given Name(s) Last

Country of Birth

Country

Country of Citizenship

Country

Are you an Australian Resident for Tax Purposes?

Yes

Country of Residence for Tax purposes*

Country

TFN

Residential Address (PO Box is not acceptable)

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Phone

Should Trade Confirmations be sent to this e-mail address?

Yes

Individual / Director 3

Name

Title Given Name(s) Last

Country of Birth

Country

Country of Citizenship

Country

Are you an Australian Resident for Tax Purposes?

Yes

Country of Residence for Tax purposes*

Country

TFN

Quotation of your Australian tax file number(s) (TFN) is optional

Residential Address (PO Box is not acceptable)

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Phone

Should Trade Confirmations be sent to this e-mail address?

Yes

COMPANIES

Company Details

Company Name

ABN / ACN

Country of Incorporation

Country

Company Type

Proprietary

Public

Number of Directors

ARBN (or foreign registration number)

Registration Body

TFN

Quotation of your Australian tax file number(s) (TFN) is optional

Registered Office Address (PO Box is not acceptable)

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Principal Place of Business (PO Box is not acceptable)

Same as previous

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Beneficial Owners

Owner 1

Prefix First Last

Residential Address (PO Box is not acceptable)

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Owner 2

Prefix First Last

Residential Address (PO Box is not acceptable)

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Owner 3

Prefix First Last

Residential Address (PO Box is not acceptable)

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

TRUST / SUPERANNUATION FUNDS / MINORS

Name of Trust

ABN / ARBN

Country of Establishment

Country

Type of Trust

Business name of the trustee

Name of the Settlor

Tax File Number

Beneficial Owner 1

First Middle Last

Date of Birth

MM slash DD slash YYYY

Beneficial Owner 2

First Middle Last

Date of Birth

MM slash DD slash YYYY

Beneficial Owner 3

First Middle Last

Date of Birth

MM slash DD slash YYYY

If the account is on behalf of a person under the age of 18 years, please include their full name and date of birth below:

Name

First Middle Last

Date of Birth

MM slash DD slash YYYY

REGISTRATION DESIGNATION

If you have an account for this entity with another broker please match all the registration details exactly including the designation

Designation

Trust Name, Superannuation Fund Name, Minor (child) details. Must include A/C. Must not be more than 28 characters (including A/C)

ADDRESS DETAILS

Postal Address

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Registration address same as Postal?

Yes

Registration Address

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

This will be the address we register on your Holder Identification Number (HIN) with CHESS which will be used by the registries to communicate holding information to you.

DELIVERY DETAILS FOR TRADE CONFIRMATION (Optional)

Authorisation of the electronic dispatch of confirmations. The authorisation and agreement in this section apply if you have provided an e-mail address for the despatch of trade confirmations and signed the Application Form. By doing so you authorise confirmations to be dispatched electronically to: (a) you at the e-mail address provided in Section 1 (b) another person or organisation (as your agent) to whom you have authorised Morrison Securities to send electronic confirmations, at the e-mail address provided in the Application Form. Confirmations via Post If no e-mail address for the applicants has been provided, the trade confirmations will be sent to the Postal address provided in section 5 Posted trade confirmations will incur a charge per trade confirmation. Additional Copies of Confirmation Notes: Morrison Securities cannot send your trade confirmations to a third party; however the third party can be provided with a copy of your trade confirmation. If additional copies are required please provide the e-mail or postal details below:

Additional e-mail

Confirmations via Post

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Postal Address

THIRD PARTY AUTHORITY (Optional)

If you wish to authorise a third party to operate your account, please complete the below details. Until you notify us in writing that the authority has been revoked, the following person is authorised to act on your behalf, including giving dealing and other instructions, information and requests and/or receive account information.

Authorised Agent Details

First Last

Date of Birth

MM slash DD slash YYYY

Country Of Birth

Country

Country Of Citizenship

Country

Are you an Australian Resident for Tax Purposes?

Yes

Country of Residence for Tax purposes*

Country

Residential Address

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Should Trade Confirmations be sent to this e-mail address?

Yes

Position Held

STATUS OF APPLICANT

ASX Affiliation*

Yes

Are any of the Applicants, Directors, Responsible Officials, Partners, Authorised Representatives , Trustees, Beneficial Owners or any other Beneficiaries of this Account: affiliated with any Participant of ASX Group or ASX Listed Company?

Please provide details*

Politically Exposed Persons*

Yes

Are any of the Applicants, a government official; government entity, or having dealings with a government official or any government related entity of any country?

Please provide details*

TRADE SETTLEMENT DETAILS

CHESS Sponsorship Please refer to the Explanation of CHESS Sponsorship Agreement and the Morrison Securities Sponsorship Agreement in Part F of this document.

Would you like Morrison Securities to establish a new Sponsored HIN?

Yes

Would you like to transfer an existing HIN from another broker/sponsor?

Yes

Would you like to settle your transactions via a third-party settlement participant?

Yes

Participant Name

PID

HIN

Email Address for Confirmation Note

Trade Confirmations will be sent to the third party settlement participant

BANKING

The Applicant authorises Morrison Securities to credit/debit the Nominated Bank Account

Debit

Credit

Debit & Credit

CMA/CMT TPA Completed

Financial Institution Name

Country of Financial Institution

Country

Account Name

BSB

Account Number

Bank Account Holder 1 Name

First Last

Bank Account Holder 2 Name

First Last

Bank Account Holder 3 Name

First Last

DIVIDENDS

Income Direction

Please tick if applicable

I / we will be CHESS Sponsored by Morrison Securities and I/we authorise CHESS and Morrison Securities to severally advise the relevant Issuer or its nominee to pay
by direct credit to the Nominated Bank Account(s) (as specified in Section 10 of this Application Form) all cash dividends, distributions, interest or income payable
referable to my/our HIN.

By ticking this box, whenever you purchase financial products which are CHESS sponsored by Morrison Securities, Morrison Securities will pass your banking details via CHESS to the issuer’s share registry. This instruction will override all previous instructions you may have given Morrison Securities or the relevant issuer. This instruction only applies to holdings sponsored by Morrison Securities in CHESS. For other holdings, contact the Issuer directly. All cash dividends paid for financial products held under your HIN will be directed into the Nominated Bank Account specified in Section 10 of this Application Form. Note that by providing this instruction, it may override your participation in any existing Dividend Reinvestment Plans (DRP) or Bonus Share Plans. There are also no guarantees that all share registries will accept these instructions from Morrison Securities.

BROKER TO BROKER TRANSFER AUTHORITY FORM - EQUITIES

Existing Sponsoring Broker Account Details

Account Name

Account Number

Account Designation

Address

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Existing Sponsoring Broker Details

Broker Name

Existing Broker PID

Account Number

HIN at existing Broker

Transfer Instructions

Please select one of the following

Please transfer HIN (and all holdings) from existing broker to Morrison Securities (PID 1089)

Please transfer only the holdings listed below from existing broker to Morrison Securities (PID 1089)

Holdings*

ASX Code

Security Name

Quantity

AGREEMENT

TODO

Documents

To complete your application, we just need a few more things from you. Please upload the documents specified below

Identification Requirements

Individuals / Company Directors / Trustees

Under the Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) legislative regime, due diligence must be conducted on any prospective client before certain services may be provided. The due diligence includes verifying a prospective client’s identity. Applications made without providing this information cannot be processed.

The AML/CTF compliance program will also include ongoing customer due diligence and reporting of suspicious matters to AUSTRAC as necessary. This may require the Intermediary and/or Morrison Securities to collect further information.

Morrison Securities will use Electronic Verification (EV) of Individuals’ identification using the full name and date of birth or residential address from at least two reliable and independent data sources, one of which must be a government data source. Morrison Securities may also require you to provide certified copies of two primary Photographic Documents OR satisfy the 100 points identification checklist.

Photographic Identification

Current photographic Australian driver’s licence
Current Australian passport
Overseas passport (with photograph)
Overseas driver’s licence (with photograph)
Overseas government-issued Identity Card (with photograph)

Documents written in a language other than English must be accompanied by an English translation prepared by an accredited translator.

Company / Corporate Trustee (Australian)

If you are an Australian company or Corporate Trustee, you need to provide the following documents:

A full company search of the ASIC database showing:

Full name of the company
ACN
Company type
Registered office address
Principal place of business
Names of each director (proprietary company)
Name and date of birth of each beneficial owner (non-listed company)

If the company is regulated, a search of the relevant Commonwealth, State, or Territory regulator
If listed, a search of the relevant financial market
Certified Identification for each director as per Individual requirements
Certified Identification for each beneficial owner (25% or more ownership) as per Individual or Company requirements

Company / Corporate Trustee (Foreign)

If you are a foreign company or Corporate Trustee, you need to provide the following documents:

ARBN or foreign registration number
Names of each director (proprietary company)
Registration by a foreign body
Private or public company status
Name and date of birth of each beneficial owner (non-listed company)
Certified Identification for each director as per Individual requirements
Certified Identification for each beneficial owner (25% or more ownership) as per Individual or Company requirements

Managed Investment Scheme / Regulated Trust / Superannuation Fund

If you are a registered managed investment scheme, an unregistered managed investment scheme with wholesale clients only, or a regulated trust (e.g., SMSF) or government superannuation fund, provide the following:

Certified copy or extract of the trust deed
ATO or ASIC documents showing:

Full name of the trust
That the trust is registered, regulated, or a superannuation fund
Type of trust
Country of establishment
Full business name of the trustee (if applicable)

Other Trust Types (Family, Unit, Charitable, Estate, etc.)

If you are opening an account for a different trust type, provide a certified copy or extract of the trust deed showing:

Full name of the trust
Type of trust
Country of establishment
Full business name of the trustee (if applicable)
Full name of beneficial owners or trust membership class
Name of the Settlor of the trust
Name of all trustees

Identification Requirements:

Information relating to all trustees as per “Individual” or “Company” identification procedures
Information relating to all beneficial owners as per “Individual” or “Company” identification procedures
Information relating to the Settlor of the trust as per “Individual” or “Company” identification procedures

Documents

Drop files here or

Max. file size: 16 MB, Max. files: 15.

Please ensure you have read and understood:*

Morrison Securities Equities Terms and Conditions (Part E)

Morrison Securities Explanation of CHESS Sponsorship (Part F)

Morrison Securities Direct Debit Request and Service Agreement (Part G)

Morrison Securities Privacy Policy and Client Statement (Part J)

Morrison Securities Financial Services Guide (FSG) (Part K)

Intermediary Terms and Conditions (Part L)

Intermediary Financial Services Guide (FSG) (Part M)

DECLARATION

By signing this application form, you agree, represent, and warrant that you:

Agree to be bound by the terms and conditions contained within the application.
Are over the age of 18 years and not of any legal disability.

Open An Account

INDIVIDUAL / JOINT / DIRECTORS

Individual / Director 1

Individual / Director 2

Individual / Director 3

COMPANIES

Company Details

Beneficial Owners

TRUST / SUPERANNUATION FUNDS / MINORS

REGISTRATION DESIGNATION

ADDRESS DETAILS

DELIVERY DETAILS FOR TRADE CONFIRMATION (Optional)

THIRD PARTY AUTHORITY (Optional)

STATUS OF APPLICANT

TRADE SETTLEMENT DETAILS

BANKING

DIVIDENDS

BROKER TO BROKER TRANSFER AUTHORITY FORM - EQUITIES

Existing Sponsoring Broker Account Details

Existing Sponsoring Broker Details

Transfer Instructions

AGREEMENT

Documents

Identification Requirements

Individuals / Company Directors / Trustees

Company / Corporate Trustee (Australian)

Company / Corporate Trustee (Foreign)

Managed Investment Scheme / Regulated Trust / Superannuation Fund

Other Trust Types (Family, Unit, Charitable, Estate, etc.)

DECLARATION

GET INVESTMENT OPPORTUNITIES OR RAISE CAPITAL

GET INVESTMENT OPPORTUNITIES OR
RAISE CAPITAL